DAKOTA PLAINS HLDGS INC

CUSIP: 234255107 Class: COMMON STOCK

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 81,000 Value ($000) $7 Avg Close — Range —
Q4 2015
Shares 81,000 Value ($000) $20 Avg Close — Range —
Q3 2015
Shares 2,000 Value ($000) $2 Avg Close — Range —
Q2 2015
Shares 3,000 Value ($000) $4 Avg Close — Range —
Q1 2015
Shares 4,500 Value ($000) $8 Avg Close — Range —
Q4 2014
Shares 8,000 Value ($000) $14 Avg Close — Range —
Q3 2014
Shares 85,050 Value ($000) $204 Avg Close — Range —