DAKOTA PLAINS HLDGS INC

CUSIP: 234255107 Class: COMMON STOCK

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 31,326 Value ($000) $3 Avg Close — Range —
Q1 2016
Shares 21,955 Value ($000) $2 Avg Close — Range —
Q4 2015
Shares 55,429 Value ($000) $14 Avg Close — Range —
Q3 2015
Shares 10,747 Value ($000) $9 Avg Close — Range —
Q2 2015
Shares 2,500 Value ($000) $3 Avg Close — Range —
Q1 2015
Shares 2,500 Value ($000) $5 Avg Close — Range —
Q4 2014
Shares 2,500 Value ($000) $4 Avg Close — Range —