DERMIRA INC

CUSIP: 24983LAB0 Class: NOTE 3.000% 5/1

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019

Shares 26,000,000 Value ($000) $23,969,000 Avg Close — Range —

Q3 2019

Shares 30,000,000 Value ($000) $25,238,000 Avg Close — Range —

Q2 2019

Shares 23,200,000 Value ($000) $20,007,000 Avg Close — Range —

Q4 2018

Shares 33,000,000 Value ($000) $25,145,000 Avg Close — Range —

Q3 2018

Shares 31,500,000 Value ($000) $26,240,000 Avg Close — Range —

Q2 2018

Shares 33,500,000 Value ($000) $27,682,000 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2019	26,000,000	$23,969,000	—	—
Q3 2019	30,000,000	$25,238,000	—	—
Q2 2019	23,200,000	$20,007,000	—	—
Q4 2018	33,000,000	$25,145,000	—	—
Q3 2018	31,500,000	$26,240,000	—	—
Q2 2018	33,500,000	$27,682,000	—	—