DIREXION SHS ETF TR

CUSIP: 25459Y389 Class: DAILY GOLD MINER

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 24,530 Value ($000) $199 Avg Close — Range —
Q1 2015
Shares 30,740 Value ($000) $289 Avg Close — Range —
Q4 2014
Shares 21,975 Value ($000) $245 Avg Close — Range —
Q3 2014
Shares 15,900 Value ($000) $373 Avg Close — Range —
Q2 2014
Shares 33,540 Value ($000) $776,220 Avg Close — Range —
Q1 2014
Shares 6,340 Value ($000) $220 Avg Close — Range —
Q3 2013
Shares 4,110 Value ($000) $207 Avg Close — Range —