Dividend & Income Fund

CUSIP: 25538A105 Class: COM

Bulldog Investors, LLP's Holding History (CIK: 0001504304)

Note: Option positions (PUT/CALL) are excluded.

Q3 2012
Shares 380,236 Value ($000) $1,384 Avg Close — Range —
Q2 2012
Shares 118,245 Value ($000) $428 Avg Close — Range —
Q1 2012
Shares 118,245 Value ($000) $428 Avg Close — Range —
Q4 2011
Shares 23,112 Value ($000) $79 Avg Close — Range —