DIVIDEND & INCOME FUND

CUSIP: 25538A204 Class: COMMON

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 37,090 Value ($000) $338 Avg Close — Range —
Q2 2020
Shares 37,090 Value ($000) $378 Avg Close — Range —
Q1 2020
Shares 40,300 Value ($000) $354 Avg Close — Range —
Q4 2019
Shares 44,150 Value ($000) $594 Avg Close — Range —
Q3 2019
Shares 45,520 Value ($000) $544 Avg Close — Range —
Q2 2019
Shares 45,120 Value ($000) $520 Avg Close — Range —
Q1 2019
Shares 45,120 Value ($000) $513 Avg Close — Range —
Q4 2018
Shares 45,120 Value ($000) $430 Avg Close — Range —
Q3 2018
Shares 43,120 Value ($000) $514 Avg Close — Range —
Q2 2018
Shares 43,120 Value ($000) $532 Avg Close — Range —
Q1 2018
Shares 40,360 Value ($000) $507 Avg Close — Range —
Q4 2017
Shares 20,900 Value ($000) $281 Avg Close — Range —
Q3 2017
Shares 20,900 Value ($000) $269 Avg Close — Range —