DIVIDEND & INCOME FUND

CUSIP: 25538A204 Class: COMMON

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 253 Value ($000) $4 Avg Close — Range —
Q2 2014
Shares 253 Value ($000) $4,038 Avg Close — Range —