DIVIDEND & INCOME FUND

CUSIP: 25538A204 Class: COMMON

NEXPOINT ASSET MANAGEMENT, L.P.'s Holding History (CIK: 0001469877)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 107,168 Value ($000) $1,442 Avg Close — Range —
Q3 2019
Shares 188,768 Value ($000) $2,256 Avg Close — Range —