DIVIDEND & INCOME FUND

CUSIP: 25538A204 Class: COMMON

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 320 Value ($000) $4 Avg Close — Range —
Q2 2018
Shares 1,821 Value ($000) $22 Avg Close — Range —
Q1 2018
Shares 130 Value ($000) $2 Avg Close — Range —
Q4 2017
Shares 49 Value ($000) $1 Avg Close — Range —
Q3 2017
Shares 517 Value ($000) $7 Avg Close — Range —
Q1 2017
Shares 142 Value ($000) $2 Avg Close — Range —
Q3 2016
Shares 100 Value ($000) $1 Avg Close — Range —
Q1 2016
Shares 51 Value ($000) $1 Avg Close — Range —
Q1 2014
Shares 133 Value ($000) $2 Avg Close — Range —
Q4 2013
Shares 1,098 Value ($000) $17 Avg Close — Range —
Q3 2013
Shares 1,072 Value ($000) $15 Avg Close — Range —
Q2 2013
Shares 360 Value ($000) $6 Avg Close — Range —