DIVIDEND & INCOME FUND

CUSIP: 25538A204 Class: COMMON

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 1,836 Value ($000) $19 Avg Close — Range —
Q2 2015
Shares 1,546 Value ($000) $21 Avg Close — Range —
Q1 2015
Shares 1,696 Value ($000) $26 Avg Close — Range —
Q4 2014
Shares 1,546 Value ($000) $23 Avg Close — Range —