DOUBLELINE TOTAL RETURN BOND I

Ticker: DBLTX CUSIP: 258620103 Class: BOND

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 93,312 Value ($000) $10,236 Avg Close — Range —
Q3 2014
Shares 31,949 Value ($000) $350 Avg Close — Range —