DOW 30SM ENHANCED PREM & INC

CUSIP: 260537105 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 155,015 Value ($000) $2,038 Avg Close — Range —
Q2 2014
Shares 161,360 Value ($000) $2,217 Avg Close — Range —
Q1 2014
Shares 153,347 Value ($000) $2,055 Avg Close — Range —
Q4 2013
Shares 140,191 Value ($000) $1,841 Avg Close — Range —
Q3 2013
Shares 133,467 Value ($000) $1,616 Avg Close — Range —
Q2 2013
Shares 127,672 Value ($000) $1,554 Avg Close — Range —