DUKE ENERGY CORP NEW

Ticker: DUK CUSIP: 26441C204 Class: COM NEW

SSI INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0000938487)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013

Shares 16,572 Value ($000) $1,145 Avg Close $42.35 Range $39.74 - $44.24

Q3 2013

Shares 14,177 Value ($000) $945 Avg Close $40.83 Range $38.60 - $42.85

Q2 2013

Shares 10,515 Value ($000) $711 Avg Close $41.83 Range $38.45 - $44.43

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2013	16,572	$1,145	$42.35	$39.74 - $44.24
Q3 2013	14,177	$945	$40.83	$38.60 - $42.85
Q2 2013	10,515	$711	$41.83	$38.45 - $44.43