DYNEGY INC NEW DEL

CUSIP: 26817R108 Class: COM

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 312,380 Value ($000) $4,223,000 Avg Close — Range —
Q4 2017
Shares 276,017 Value ($000) $3,271,000 Avg Close — Range —
Q3 2016
Shares 556,095 Value ($000) $6,890,000 Avg Close — Range —
Q2 2016
Shares 246,251 Value ($000) $4,245,000 Avg Close — Range —
Q2 2015
Shares 213,243 Value ($000) $6,237,000 Avg Close — Range —
Q1 2015
Shares 40,000 Value ($000) $1,257,000 Avg Close — Range —