DYNEGY INC NEW DEL

CUSIP: 26817R108 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 20,164 Value ($000) $262 Avg Close — Range —
Q2 2016
Shares 20,528 Value ($000) $340 Avg Close — Range —
Q1 2016
Shares 22,514 Value ($000) $319 Avg Close — Range —
Q4 2015
Shares 25,986 Value ($000) $338 Avg Close — Range —
Q3 2015
Shares 25,204 Value ($000) $580 Avg Close — Range —
Q2 2015
Shares 33,107 Value ($000) $990 Avg Close — Range —
Q1 2015
Shares 45,642 Value ($000) $1,383 Avg Close — Range —
Q4 2014
Shares 47,185 Value ($000) $1,432 Avg Close — Range —
Q3 2014
Shares 46,052 Value ($000) $1,382 Avg Close — Range —
Q2 2014
Shares 48,993 Value ($000) $1,705 Avg Close — Range —
Q1 2014
Shares 50,353 Value ($000) $1,256 Avg Close — Range —
Q4 2013
Shares 51,069 Value ($000) $1,099 Avg Close — Range —
Q3 2013
Shares 51,070 Value ($000) $1,005 Avg Close — Range —
Q2 2013
Shares 51,279 Value ($000) $1,156 Avg Close — Range —