DYNEGY INC NEW DEL

CUSIP: 26817R207 Class: Convertible

Clearbridge Investments, LLC's Holding History (CIK: 0001348883)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 27,190 Value ($000) $870 Avg Close — Range —
Q3 2016
Shares 27,190 Value ($000) $1,236 Avg Close — Range —
Q2 2016
Shares 52,190 Value ($000) $3,287 Avg Close — Range —
Q1 2016
Shares 52,190 Value ($000) $2,796 Avg Close — Range —
Q4 2015
Shares 52,800 Value ($000) $2,675 Avg Close — Range —
Q3 2015
Shares 31,800 Value ($000) $2,553 Avg Close — Range —
Q2 2015
Shares 31,800 Value ($000) $3,161 Avg Close — Range —
Q1 2015
Shares 31,800 Value ($000) $3,471 Avg Close — Range —
Q4 2014
Shares 31,800 Value ($000) $32 Avg Close — Range —