DYNEGY INC NEW DEL

CUSIP: 26817R207 Class: Convertible

Nicholas Investment Partners, LP's Holding History (CIK: 0001389574)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 22,285 Value ($000) $1,789 Avg Close — Range —
Q2 2015
Shares 32,245 Value ($000) $3,205 Avg Close — Range —
Q1 2015
Shares 22,370 Value ($000) $2,442 Avg Close — Range —
Q4 2014
Shares 15,605 Value ($000) $1,577 Avg Close — Range —