DYNEGY INC NEW DEL

CUSIP: 26817R207 Class: Convertible

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 9,381 Value ($000) $273 Avg Close — Range —
Q4 2016
Shares 16,554 Value ($000) $530 Avg Close — Range —
Q3 2016
Shares 346,526 Value ($000) $15,757 Avg Close — Range —
Q2 2016
Shares 330,366 Value ($000) $20,811 Avg Close — Range —
Q1 2016
Shares 332,592 Value ($000) $17,817 Avg Close — Range —
Q4 2015
Shares 113,257 Value ($000) $5,739 Avg Close — Range —
Q3 2015
Shares 156,820 Value ($000) $12,589 Avg Close — Range —
Q2 2015
Shares 161,602 Value ($000) $16,065 Avg Close — Range —
Q1 2015
Shares 164,437 Value ($000) $17,948 Avg Close — Range —
Q4 2014
Shares 154,783 Value ($000) $15,638 Avg Close — Range —