DYNEGY INC NEW DEL

CUSIP: 26817R405 Class: UNIT 07/01/20191

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 67,715 Value ($000) $4,194 Avg Close — Range —
Q3 2016
Shares 67,715 Value ($000) $5,607 Avg Close — Range —
Q2 2016
Shares 50,000 Value ($000) $5,388 Avg Close — Range —