DYNEGY INC NEW DEL

CUSIP: 26817R405 Class: UNIT 07/01/20191

Clearbridge Investments, LLC's Holding History (CIK: 0001348883)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 29,500 Value ($000) $1,833 Avg Close — Range —
Q3 2016
Shares 29,500 Value ($000) $2,445 Avg Close — Range —
Q2 2016
Shares 15,000 Value ($000) $1,616 Avg Close — Range —