ETF SER SOLUTIONS

Ticker: SMIG CUSIP: 26922B832 Class: BAHL GAYNOR SML

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 122,169 Value ($000) $3,518 Avg Close — Range —
Q3 2025
Shares 103,998 Value ($000) $3,080 Avg Close — Range —
Q2 2025
Shares 97,508 Value ($000) $2,813 Avg Close — Range —
Q1 2025
Shares 68,812 Value ($000) $1,963 Avg Close — Range —
Q4 2024
Shares 28,328 Value ($000) $824 Avg Close — Range —
Q3 2024
Shares 14,003 Value ($000) $410 Avg Close — Range —