E*TRADE FINANCIAL CORP

CUSIP: 269246BM5 Class: CORP

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 4,337,000 Value ($000) $4,512 Avg Close — Range —
Q2 2016
Shares 4,087,000 Value ($000) $4,159 Avg Close — Range —
Q1 2016
Shares 4,087,000 Value ($000) $4,097 Avg Close — Range —
Q4 2015
Shares 4,560,000 Value ($000) $4,640 Avg Close — Range —
Q3 2015
Shares 3,500,000 Value ($000) $3,544 Avg Close — Range —
Q2 2015
Shares 2,500,000 Value ($000) $2,463 Avg Close — Range —
Q1 2015
Shares 500,000 Value ($000) $510 Avg Close — Range —