EAGLE POINT CREDIT COMPANY I

Ticker: ECC CUSIP: 269808101 Class: COM

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 24,285 Value ($000) $506 Avg Close — Range —
Q4 2016
Shares 24,285 Value ($000) $406 Avg Close — Range —
Q3 2016
Shares 47,767 Value ($000) $820 Avg Close — Range —
Q2 2016
Shares 112,963 Value ($000) $1,819 Avg Close — Range —
Q1 2016
Shares 114,879 Value ($000) $1,884 Avg Close — Range —
Q4 2015
Shares 82,646 Value ($000) $1,358 Avg Close — Range —
Q3 2015
Shares 73,546 Value ($000) $1,400 Avg Close — Range —