EAGLE POINT CREDIT COMPANY I

Ticker: ECC CUSIP: 269808101 Class: COM

Baird Financial Group, Inc.'s Holding History (CIK: 0001648711)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 48,129 Value ($000) $684 Avg Close — Range —
Q3 2018
Shares 49,623 Value ($000) $889 Avg Close — Range —
Q2 2018
Shares 48,943 Value ($000) $889 Avg Close — Range —
Q1 2018
Shares 47,004 Value ($000) $853 Avg Close — Range —
Q4 2017
Shares 39,747 Value ($000) $748 Avg Close — Range —
Q3 2017
Shares 37,884 Value ($000) $784 Avg Close — Range —
Q2 2017
Shares 32,617 Value ($000) $675 Avg Close — Range —
Q1 2017
Shares 31,313 Value ($000) $653 Avg Close — Range —