EAGLE ROCK ENER PART/FIN

CUSIP: 26985UAB3 Class: CORP

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 1,925,000 Value ($000) $2,041 Avg Close — Range —
Q2 2014
Shares 1,925,000 Value ($000) $2,012 Avg Close — Range —
Q1 2014
Shares 1,925,000 Value ($000) $2,089 Avg Close — Range —
Q4 2013
Shares 1,925,000 Value ($000) $2,098 Avg Close — Range —
Q3 2013
Shares 1,925,000 Value ($000) $1,925 Avg Close — Range —
Q2 2013
Shares 1,925,000 Value ($000) $1,959 Avg Close — Range —