EARTHSTONE ENERGY INC

CUSIP: 27032D205 Class: COM NEW

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 23,800 Value ($000) $304,000 Avg Close — Range —
Q4 2016
Shares 27,323 Value ($000) $375,000 Avg Close — Range —
Q3 2016
Shares 24,787 Value ($000) $213,000 Avg Close — Range —
Q2 2016
Shares 132,457 Value ($000) $1,428,000 Avg Close — Range —