EATON VANCE FLTNG RATE 2022

Ticker: XEFLX CUSIP: 27831H100 Class: ETF

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2022
Shares 392,243 Value ($000) $3,373 Avg Close — Range —
Q2 2022
Shares 387,443 Value ($000) $3,305 Avg Close — Range —
Q1 2022
Shares 209,495 Value ($000) $1,902 Avg Close — Range —
Q4 2021
Shares 186,824 Value ($000) $1,728 Avg Close — Range —
Q3 2021
Shares 177,327 Value ($000) $1,662 Avg Close — Range —
Q2 2021
Shares 153,875 Value ($000) $1,451 Avg Close — Range —