EATON VANCE FLTNG RATE 2022

Ticker: XEFLX CUSIP: 27831H100 Class: ETF

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021
Shares 2,700 Value ($000) $25 Avg Close — Range —
Q4 2020
Shares 2,700 Value ($000) $24 Avg Close — Range —
Q3 2020
Shares 5,532 Value ($000) $48 Avg Close — Range —
Q2 2020
Shares 5,501 Value ($000) $45 Avg Close — Range —