EFFECTOR THERAPEUTICS INC

Ticker: EFTRW CUSIP: 28202V116 Class: *W EXP 12/31/202

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022
Shares 20,209 Value ($000) $4 Avg Close — Range —
Q1 2022
Shares 24,291 Value ($000) $10 Avg Close — Range —
Q4 2021
Shares 24,291 Value ($000) $21 Avg Close — Range —
Q3 2021
Shares 35,670 Value ($000) $58 Avg Close — Range —