ELLINGTON FINANCIAL LLC

CUSIP: 288522303 Class: COM

ALPS ADVISORS INC's Holding History (CIK: 0001376113)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 21,964 Value ($000) $520 Avg Close — Range —
Q3 2013
Shares 11,316 Value ($000) $254 Avg Close — Range —