EMCORE CORP

CUSIP: 290846203 Class: COM NEW

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 32,433 Value ($000) $199 Avg Close — Range —
Q3 2015
Shares 15,149 Value ($000) $103 Avg Close — Range —