EMCORE CORP

CUSIP: 290846203 Class: COM NEW

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 49,500 Value ($000) $250 Avg Close — Range —
Q4 2013
Shares 17,200 Value ($000) $88 Avg Close — Range —
Q3 2013
Shares 47,460 Value ($000) $213 Avg Close — Range —