EMERGENT CAP INC

CUSIP: 29102N105 Class: COM

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 41,282 Value ($000) $121 Avg Close — Range —
Q2 2016
Shares 1,031,736 Value ($000) $1,142 Avg Close — Range —