Empire State Realty Op L

CUSIP: 292102AA8 Class: CONV

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 19,856,000 Value ($000) $23,079 Avg Close — Range —
Q2 2016
Shares 10,000,000 Value ($000) $10,980 Avg Close — Range —