ENERGY FOCUS INC

CUSIP: 29268T300 Class: COM NEW

BANK OF MONTREAL /CAN/'s Holding History (CIK: 0000927971)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 2,749 Value ($000) $17 Avg Close — Range —
Q1 2016
Shares 12,810 Value ($000) $95 Avg Close — Range —
Q3 2015
Shares 5,000 Value ($000) $59 Avg Close — Range —