ENERGY FOCUS INC

CUSIP: 29268T300 Class: COM NEW

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 10,422 Value ($000) $13 Avg Close — Range —
Q4 2018
Shares 10,745 Value ($000) $7 Avg Close — Range —
Q3 2018
Shares 10,745 Value ($000) $22 Avg Close — Range —
Q2 2018
Shares 10,745 Value ($000) $20 Avg Close — Range —
Q1 2018
Shares 15,363 Value ($000) $38 Avg Close — Range —
Q4 2017
Shares 10,745 Value ($000) $26 Avg Close — Range —
Q3 2017
Shares 10,745 Value ($000) $29 Avg Close — Range —
Q2 2017
Shares 10,745 Value ($000) $28 Avg Close — Range —
Q1 2017
Shares 13,333 Value ($000) $44 Avg Close — Range —
Q4 2016
Shares 18,222 Value ($000) $77 Avg Close — Range —
Q3 2016
Shares 11,446 Value ($000) $56 Avg Close — Range —
Q2 2016
Shares 13,508 Value ($000) $84 Avg Close — Range —
Q1 2016
Shares 13,456 Value ($000) $100 Avg Close — Range —
Q4 2015
Shares 13,456 Value ($000) $185 Avg Close — Range —