ENERGY FOCUS INC

CUSIP: 29268T300 Class: COM NEW

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 60,950 Value ($000) $298 Avg Close — Range —
Q2 2016
Shares 60,950 Value ($000) $380 Avg Close — Range —