ENERGY FOCUS INC

CUSIP: 29268T300 Class: COM NEW

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 15,223 Value ($000) $7 Avg Close — Range —
Q3 2019
Shares 15,165 Value ($000) $7 Avg Close — Range —
Q2 2019
Shares 20,085 Value ($000) $8 Avg Close — Range —
Q1 2019
Shares 4,284 Value ($000) $5 Avg Close — Range —
Q4 2018
Shares 4,329 Value ($000) $3 Avg Close — Range —
Q3 2018
Shares 5,344 Value ($000) $11 Avg Close — Range —
Q2 2018
Shares 3,273 Value ($000) $6 Avg Close — Range —
Q1 2018
Shares 887 Value ($000) $2 Avg Close — Range —
Q4 2017
Shares 4,271 Value ($000) $10 Avg Close — Range —
Q2 2017
Shares 3,995 Value ($000) $11 Avg Close — Range —
Q1 2017
Shares 792 Value ($000) $3 Avg Close — Range —
Q4 2015
Shares 3,165 Value ($000) $44 Avg Close — Range —
Q3 2015
Shares 4,008 Value ($000) $48 Avg Close — Range —
Q1 2015
Shares 431 Value ($000) $2 Avg Close — Range —