EQUUS TOTAL RETURN INC

Ticker: EQS CUSIP: 294766100 Class: CEF

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 4,000 Value ($000) $9 Avg Close $2.16 Range $1.89 - $2.50
Q3 2014
Shares 1,635 Value ($000) $3 Avg Close $2.36 Range $2.09 - $2.52