EQUUS TOTAL RETURN INC

Ticker: EQS CUSIP: 294766100 Class: CEF

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 295,005 Value ($000) $566 Avg Close $1.92 Range $1.67 - $2.05

Q4 2013

Shares 295,005 Value ($000) $587 Avg Close $1.89 Range $1.57 - $2.07

Q3 2013

Shares 295,005 Value ($000) $558 Avg Close $1.92 Range $1.73 - $2.08

Q2 2013

Shares 295,005 Value ($000) $563 Avg Close $2.08 Range $1.79 - $2.24

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	295,005	$566	$1.92	$1.67 - $2.05
Q4 2013	295,005	$587	$1.89	$1.57 - $2.07
Q3 2013	295,005	$558	$1.92	$1.73 - $2.08
Q2 2013	295,005	$563	$2.08	$1.79 - $2.24