EVOLUTION PETROLEUM CORP

Ticker: EPM CUSIP: 30049A107 Class: Common Stock

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015

Shares 20,959 Value ($000) $102 Avg Close $3.28 Range $2.56 - $4.07

Q3 2015

Shares 13,023 Value ($000) $80 Avg Close $2.97 Range $2.15 - $3.58

Q2 2015

Shares 19,888 Value ($000) $139 Avg Close $3.63 Range $3.06 - $4.23

Q1 2015

Shares 32,419 Value ($000) $207 Avg Close $3.54 Range $3.02 - $4.27

Q3 2013

Shares 15,989 Value ($000) $180 Avg Close $5.79 Range $5.35 - $6.31

Q4 2012

Shares 10,150 Value ($000) $82 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2015	20,959	$102	$3.28	$2.56 - $4.07
Q3 2015	13,023	$80	$2.97	$2.15 - $3.58
Q2 2015	19,888	$139	$3.63	$3.06 - $4.23
Q1 2015	32,419	$207	$3.54	$3.02 - $4.27
Q3 2013	15,989	$180	$5.79	$5.35 - $6.31
Q4 2012	10,150	$82	—	—