EXCHANGE LISTED FDS TR

CUSIP: 30151E103 Class: HRZN S&P500 CV C

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 8,286 Value ($000) $401 Avg Close — Range —
Q4 2016
Shares 5,096 Value ($000) $233 Avg Close — Range —
Q3 2016
Shares 4,592 Value ($000) $204 Avg Close — Range —
Q2 2016
Shares 5,095 Value ($000) $224 Avg Close — Range —
Q1 2016
Shares 11,183 Value ($000) $480 Avg Close — Range —
Q4 2015
Shares 10,569 Value ($000) $456 Avg Close — Range —
Q3 2015
Shares 6,315 Value ($000) $270 Avg Close — Range —
Q4 2014
Shares 4,915 Value ($000) $224 Avg Close — Range —
Q3 2014
Shares 10,517 Value ($000) $479 Avg Close — Range —
Q2 2014
Shares 24,195 Value ($000) $1,117 Avg Close — Range —
Q1 2014
Shares 24,309 Value ($000) $1,086 Avg Close — Range —
Q4 2013
Shares 18,510 Value ($000) $818 Avg Close — Range —
Q3 2013
Shares 12,703 Value ($000) $536 Avg Close — Range —