EXCHANGE LISTED FDS TR

CUSIP: 30151E103 Class: HRZN S&P500 CV C

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 39,072 Value ($000) $1,890 Avg Close — Range —
Q1 2017
Shares 37,866 Value ($000) $1,792 Avg Close — Range —
Q4 2016
Shares 34,657 Value ($000) $1,577 Avg Close — Range —
Q3 2016
Shares 23,227 Value ($000) $1,038 Avg Close — Range —
Q2 2016
Shares 17,970 Value ($000) $784 Avg Close — Range —
Q1 2016
Shares 5,574 Value ($000) $240 Avg Close — Range —
Q4 2015
Shares 6,474 Value ($000) $281 Avg Close — Range —
Q3 2015
Shares 9,248 Value ($000) $383 Avg Close — Range —
Q2 2015
Shares 2,965 Value ($000) $133 Avg Close — Range —
Q1 2015
Shares 160 Value ($000) $7 Avg Close — Range —
Q4 2014
Shares 42,443 Value ($000) $1,935 Avg Close — Range —