Fidelity Floating Rate

Ticker: FFRHX CUSIP: 315916783 Class: MF

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 16,380 Value ($000) $1,576 Avg Close — Range —
Q3 2014
Shares 10,166 Value ($000) $100 Avg Close — Range —