FINISAR CORP

CUSIP: 31787AAP6 Class: NOTE 0.500%12/1

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 16,065 Value ($000) $16,022 Avg Close — Range —
Q2 2019
Shares 8,052 Value ($000) $7,837 Avg Close — Range —
Q1 2019
Shares 3,000 Value ($000) $2,936 Avg Close — Range —