FIRST NIAGARA FINL GP INC

CUSIP: 33582V108 Class: COM

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 137,151 Value ($000) $1,457,000 Avg Close — Range —
Q3 2013
Shares 241,241 Value ($000) $2,502,000 Avg Close — Range —