FIRST NIAGARA FINL GP INC

CUSIP: 33582V108 Class: COM

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 43,827 Value ($000) $465 Avg Close — Range —
Q3 2013
Shares 185,007 Value ($000) $1,919 Avg Close — Range —
Q2 2013
Shares 185,527 Value ($000) $1,868 Avg Close — Range —
Q1 2013
Shares 192,587 Value ($000) $1,706 Avg Close — Range —
Q4 2012
Shares 173,360 Value ($000) $1,375 Avg Close — Range —
Q3 2012
Shares 174,160 Value ($000) $1,405 Avg Close — Range —
Q2 2012
Shares 173,960 Value ($000) $1,331 Avg Close — Range —
Q1 2012
Shares 67,500 Value ($000) $664 Avg Close — Range —
Q4 2011
Shares 67,100 Value ($000) $579 Avg Close — Range —
Q3 2011
Shares 67,100 Value ($000) $614 Avg Close — Range —
Q2 2011
Shares 67,500 Value ($000) $891 Avg Close — Range —
Q1 2011
Shares 68,000 Value ($000) $923 Avg Close — Range —
Q4 2010
Shares 68,000 Value ($000) $951 Avg Close — Range —