FIRST NIAGARA FINL GP INC

CUSIP: 33582V108 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 236,233 Value ($000) $2,301 Avg Close — Range —
Q1 2016
Shares 221,314 Value ($000) $2,143 Avg Close — Range —
Q4 2015
Shares 223,397 Value ($000) $2,424 Avg Close — Range —
Q3 2015
Shares 140,715 Value ($000) $1,437 Avg Close — Range —
Q2 2015
Shares 841,514 Value ($000) $7,945 Avg Close — Range —
Q1 2015
Shares 281,691 Value ($000) $2,491 Avg Close — Range —
Q4 2014
Shares 1,217,508 Value ($000) $10,264 Avg Close — Range —
Q3 2014
Shares 3,401,667 Value ($000) $28,337 Avg Close — Range —
Q2 2014
Shares 4,462,569 Value ($000) $39,004 Avg Close — Range —
Q1 2014
Shares 4,642,076 Value ($000) $43,869 Avg Close — Range —
Q4 2013
Shares 2,545,698 Value ($000) $27,034 Avg Close — Range —
Q3 2013
Shares 1,980,614 Value ($000) $20,539 Avg Close — Range —
Q2 2013
Shares 2,561,539 Value ($000) $25,795 Avg Close — Range —