FIRST NIAGARA FINL GP INC

CUSIP: 33582V108 Class: COM

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 1,275,055 Value ($000) $12,419 Avg Close — Range —
Q1 2016
Shares 184,619 Value ($000) $1,787 Avg Close — Range —
Q4 2015
Shares 120,522 Value ($000) $1,308 Avg Close — Range —