FIRST TR EXCHANGE TRADED FD

Ticker: FPX CUSIP: 336920103 Class: ETF

NEW YORK LIFE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001133639)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 60,916 Value ($000) $2,795 Avg Close — Range —
Q4 2013
Shares 152,006 Value ($000) $6,900 Avg Close — Range —
Q3 2013
Shares 30,568 Value ($000) $1,260 Avg Close — Range —